Private Placement & Preferential Allotment for NRIs in Rhode Island
Private Placement & Preferential Allotment for NRIs in Rhode Island: private placement of shares with CA-led review, a document checklist and online support.
- 1PlanInstrument, price and investor list confirmed.
- 2ApprovalsBoard and special resolution; MGT-14 filed.
- 3OfferPAS-4 issued; PAS-5 maintained; funds received.
- 4AllotmentShares allotted; PAS-3 and FC-GPR filed.
Share your details. We’ll reply on WhatsApp with the next steps and a checklist.
Pick a plan — the fee is adjusted if you hire us within 30 days.
Private Placement & Preferential Allotment for Rhode Island
What is specific to Rhode Island.
- Time difference
- Most of Rhode Island is on Eastern time, behind India by 9.5 hours in summer and 10.5 hours in winter
- Whose rules apply
- This work falls under Indian law and is handled by our team in India. Living in Rhode Island doesn't change the Indian rules, only how you sign and send documents
Private Placement & Preferential Allotment in other states: South Carolina, South Dakota, Tennessee, Texas.
private placement of shares for NRIs in Rhode Island — Expert CA Services | Indus Tax
What it is and how we handle it
This is the route most startups use for angel and VC rounds and for allotments to strategic investors. The offer can be made to at most 200 persons in a financial year (excluding qualified institutional buyers and employees under ESOP).
The special resolution is filed with the ROC in MGT-14 within 30 days. The price must be supported by a registered valuer's report, and for non-resident investors also by a FEMA-compliant valuation.
Because these documents are scrutinised in later rounds, we build a clean file for each round — resolutions, valuation, PAS-4 with its annexures, PAS-5 and proof of funds.
Who this is for
Common scenarios for Private Placement & Preferential Allotment in Rhode Island.
- Startups closing angel, seed or VC rounds
- Companies issuing shares or CCPS to strategic investors
- Promoters infusing capital at a premium
What you get
Clear deliverables.
- Resolutions and explanatory statement
- Registered valuer coordination
- PAS-4, PAS-5 and PAS-3
- MGT-14 and FC-GPR filings
- Updated cap table and registers
Documents required
Practical checklist. We confirm what applies to your case.
Process
Simple, trackable workflow.
Instrument, price and investor list confirmed.
Board and special resolution; MGT-14 filed.
PAS-4 issued; PAS-5 maintained; funds received.
Shares allotted; PAS-3 and FC-GPR filed.
Get a quote
We share a clear quote on WhatsApp after a quick checklist pre-check.
- Fixed quote on WhatsApp after a short look at your facts and documents.
- Work that legally needs a IBBI Registered Valuer is signed by a partner professional; we coordinate it end to end.
- Government fees, if any, are paid at actuals and shown separately.
Share your facts, and we’ll confirm scope and pricing before we start.
FAQs
Common questions for Private Placement & Preferential Allotment in Rhode Island.